wtfc-20260528 0001015328 false 0001015328 2026-05-28 2026-05-28 0001015328 us-gaap:CommonStockMember 2026-05-28 2026-05-28 0001015328 us-gaap:SeriesFPreferredStockMember 2026-05-28 2026-05-28     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2026 WINTRUST FINANCIAL CORP ORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 9700 West Higgins Road Rosemont , Illinois 60018 (Address of principal executive offices) Registrant’s telephone number, including area code ( 847 ) 939-9000 N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a‑12) ☐     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, no par value WTFC The NASDAQ Global Select Market Series F Preferred Stock, no par value WTFCN The NASDAQ Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company     ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.         ☐      Item 5.07. Submission of Matters to a Vote of Security Holders At the 2026 Annual Meeting of Shareholders (the “Annual Meeting”) of Wintrust Financial Corporation (the “Company”) held on May 28, 2026, the Company's shareholders (i) elected all twelve of the Company’s director nominees, (ii) approved an advisory (non-binding) proposal approving the Company’s 2025 executive compensation as described in the Company’s proxy statement, and (iii) ratified the appointment of Ernst & Young LLP to serve as the Company’s independent registered public accounting firm for the fiscal year 2026. The results of the vote at the Annual Meeting were as follows: Proposal No. 1 — Election of Directors Votes For Votes Against Abstentions Broker Non-Votes Elizabeth H. Connelly 57,703,405 819,291 34,162 3,273,227 Timothy S. Crane 58,398,500 135,796 22,562 3,273,227 Peter D. Crist 55,192,285 3,343,601 20,972 3,273,227 Marla F. Glabe 56,625,990 1,900,267 30,601 3,273,227 Brian A. Kenney 57,923,346 602,517 30,995 3,273,227 Laura A. Kohl 58,389,726 135,956 31,176 3,273,227 Deborah L. Hall Lefevre 57,232,200 1,189,049 135,609 3,273,227 Suzet M. McKinney 57,743,798 781,624 31,436 3,273,227 David S. Richter 58,395,799 127,770 33,289 3,273,227 Gregory A. Smith 57,937,355 585,492 34,011 3,273,227 Karin Gustafson Teglia 57,733,221 790,300 33,337 3,273,227 Alex E. Washington, III 57,088,273 1,434,938 33,647 3,273,227 Proposal No. 2 — Advisory Vote on 2025 Executive Compensation Votes For Votes Against Abstentions Broker Non-Votes 56,857,769 1,623,123 75,966 3,273,227 Proposal No. 3 — Ratification of Independent Registered Public Accounting Firm Votes For Votes Against Abstentions Broker Non-Votes 57,552,404 4,249,760 27,921 — Signature Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WINTRUST FINANCIAL CORPORATION (Registrant)   By: /s/Kathleen M. Boege Kathleen M. Boege Executive Vice President, Chief Legal Officer and Corporate Secretary Date: May 29, 2026 2